Compliance Officer II - Testing & Analytics (Remote)
About the position Responsibilities • Executes compliance testing for the assigned areas by following Compliance Testing methodology from planning to reporting. • Sources, validates, and interprets testing population and sample data. • Analyzes process and transactional data for discrepancies and risks, and effectively communicates analysis output in support of issue findings. • Uses compliance testing system to document and track the end-to-end work performed and follows the documentation standard to maintain an audit trail. • Responsible for the quality of work produced and follows Compliance Testing process for review and sign-off for each stage of the testing. • Maintains knowledge of laws, regulations, procedures, and policies that affect the assigned business area through ongoing research and industry involvement. • Provides ongoing recommendations to Compliance Testing leaders on process improvement and challenges faced by the team. Requirements • Bachelor's Degree and 6 years of experience in Compliance, Legal, Audit, Banking OR High School Diploma or GED and 10 years of experience in Compliance, Legal, Audit, Banking. Nice-to-haves • Familiar with well-known Controls and Risk Management Frameworks. • General knowledge of consumer and commercial banking business, as well as the relevant regulations for Large Financial Institutions. • In-depth knowledge of Fed and State regulatory requirements and the application to its compliance risk management program. • Prior compliance testing or internal audit of compliance risks experiences. • Professional designation in CIA/CISA/CRCM/CAMS and/or statistical data analysis skills a plus. • At least 3 years of financial services compliance monitoring, auditing, risk management, or compliance experience. • At least 2 years of experience analyzing or working with data from various sources, and data analytics to drive innovation and make recommendations. • Proficiency with MS Office Suite, tools for Auditing/Testing, process documentation, data analytics/visualization, and GRC. • Experience with communicating complex topics to various audience levels (verbal and written). • Knowledge of technology solutions to improve the way testing is done (Robotics Processing Automation, Optical Character Recognition, Natural Language processing). Benefits • Comprehensive benefits program for full-time associates (20+ hours), including customized offerings designed to support families. • Variable incentives, bonuses, benefits, and/or other awards as outlined in the offer of employment. Apply tot his job Apply tot his job