Chief Risk Officer, Broker Dealer
## Things You Get To Do: Developing, maintaining and adapting Key Risk Indicators (KRIs) as the business evolves and scales Performing independent reviews and stress testing Designing policies and control frameworks Assessing new products or business changes Providing 2nd line of defence challenge to front-office risk management Identify and manage risks to the organization, its employees, stakeholders, assets, and operations, and develop risk management strategies, objectives, and policies that establish the framework, tools, and procedures to achieve successful risk identification and management within best practice standards. Be the primary owner for Risk and Control Self-Assessment (RCSA) and internal testing program. Be the primary owner for due diligence related to onboarding and offboarding of correspondents/partner firms. ## Who You Are (Must-Haves): Bachelor's degree or Associate’s degree in Law, Finance, Business or related discipline or the equivalent combination of experience and education. 8+ years of experience with a regulator or at a broker-dealer in the financial services industry. FINRA Series 7 and 24 (an ability to get Series 4 within 3 months from start date) Working knowledge of investment products and services offered by a broker-dealer and the related SEC and FINRA rules and regulations. • *The future of finance is here — whether you’re interested in blockchain, cryptocurrency, or remote web3 jobs, there’s a perfect role waiting for you.** Apply tot his job