Associate - Compliance (Alternative Assets)

IQ-EQ is a leading Investor Services group offering comprehensive services in administration and compliance for the investment sector. The Associate - Compliance role involves supporting the compliance team with regulatory programs, advising clients on U.S. securities laws, and managing core compliance functions while ensuring high standards of accuracy and professionalism. Responsibilities You'll advise clients on compliance with U.S. securities laws including the Securities Act, Exchange Act, and Advisers Act, and review marketing materials to ensure regulatory alignment You'll assist with regulatory examinations conducted by the SEC, NFA, and state securities boards, and support clients with required U.S. regulatory filings You'll help manage core compliance functions such as personal trading oversight, email reviews, trade monitoring, and maintaining restricted lists You'll design and monitor testing systems to evaluate the effectiveness of compliance controls, draft regulatory policies, and deliver training on relevant regulations You'll mentor associates and contribute to special projects, ensuring high standards of accuracy, professionalism, and independent problem-solving in all compliance-related tasks Skills You hold a Bachelor's degree and bring a foundational understanding of compliance principles, ready to grow within a fast-paced regulatory environment You possess working knowledge of key regulations, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and FINRA or NFA/CFTC rules You are proficient in MS Office tools, especially Excel and Word, and excel at building strong relationships with clients and colleagues You demonstrate dependability, flexibility, and responsiveness, adapting quickly to shifting client needs and priorities You bring strong organizational, analytical, and communication skills, with the ability to multitask, work independently, and make sound decisions Benefits Generous paid time off, including 4 weeks of PTO that increases over time Sick time and paid holidays 401(k) plan with a company match (subject to eligibility) Medical, dental, vision, mental health support and additional ancillary insurance plans Paid parental leave Hybrid work schedule Company Overview IQ-EQ is a multi-jurisdictional provider of investor and corporate services in Europe and beyond. It was founded in 1896, and is headquartered in Luxembourg, Luxembourg, LUX, with a workforce of 5001-10000 employees. Its website is